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Compliance Executive, West End
- UK - West End
- £50000 - £700000 per annum
- Full-Time Permanent
- Accountancy - Compliance / Legal
- Joslin Rowe
- 11-07-08
Job Description
Compliance Manager West End Up to £70,000
Our client are on of Europe's leading financial Institutions specialising in Corporate Finance,Investment Banking and Fund Management. They are currently recruiting for a compliance manager to join their team.
Duties
Monitoring and Review of business activities undertaken by the Group
Execution of the Compliance Monitoring Program
Maintenance of Compliance Records
Approval of Financial Promotions and Investment Research
Provide advice and guidance to front office and support staff on Compliance issues
Assist with the Training and Competence regime within the Group
Provide Compliance input to Ad-hoc projects
Experience
Must have previous compliance experience from a Asset Manager, Investment Bank, Hedge Fund
Ideally will come from an Institutional background
Ideally degree educated
Joslin Rowe - Winner of 4 UK Recruiter Awards & highly commended for our recruitment excellence in 2005, 2006, 2007 & 2008.
Joslin Rowe Associates Ltd encourages applications from individuals from all backgrounds but candidates must be able to demonstrate their ability to work in the UK.
Joslin Rowe Associates Ltd is acting as an Employment Agency in relation to this vacancy.
- Joslin Rowe
- 200525
