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Field Based Compliance Auditor, Midlands

PSD Group
  • UK - Midlands
  • c. £25,000 (pro-rata
  • Full-Time Contract/Temp
  • Financial Services - Commodities
  • PSD Group
  • 30-10-08

Job Description

Our client is a well respected Financial Services organisations who are looking to recruit someone on an interim basis for 3-6 months. Responsibilities: 
  • Complete external Audits as per the agreed audit programme, produce and disseminate reports and information to relevant persons.
  • Monitor the progress of compliance with the requirements and recommendations following audit.
  • Assist with the completion of ad hoc Compliance projects to ensure completion by the agreed deadlines
  • Ensure all queries are resolved in a timely manner.
  • Carry out any tasks delegated by line management.   
 Skills: 
  • Extensive experience in carrying out complex audits
  • Proven ability to deal effectively with customers both face to face and by telephone,
  • Proven ability to deal effectively with difficult situations involving conflict of ideas between parties
  • High level of knowledge of compliance from working in an insurance background
  • Be able to demonstrate ability to work effectively to deadlines
  • Must be willing to travel regularly to coverholders
 To succeed in this role you will ideally have compliance experience gained in an Insurance environment.
  • Paul Sherlock
  • PSH/367030

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