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Quality Assurance Officer, Swindon

Ambridge Harris
  • UK - Wiltshire - Swindon
  • £35,000 - £65,000 pa + benefits
  • Full-Time Permanent
  • Financial Services - Accounting
  • Ambridge Harris
  • 25-06-08

Job Description

An interesting opportunity has arisen within this leading Multi-National Financial Services business for a Quality Assurance Officer to work within their Controls Team.   The Controls Team, working closely with Risk and Compliance Teams, has responsibility to ensure Risk and Controls are managed across all areas of the Business, and regulatory requirements along with client and internal audit requirements are supported. As such it is essential that you have experience within an Asset/Fund Management or Investment Operations environment in order to be considered for this role. It is also likely that you with have an Operational Risk/Compliance or Audit Background. Key Responsibilities 
  • Be part of a team responsible for building and maintaining control programmes for the operational teams in London and Swindon
  • Work with operation management and teams to assess and analyse efficacy of risk mitigation
  • Assist in the management of risk identification particularly with regard to operational error
  • Plan, lead and execute OCM reviews in accordance with department standards.  OCM reviews consist of a program to perform quality assurance testing across various business units to help evaluate the effectiveness of management’s execution of defined key controls.
  • Perform reviews within time budgets and target dates, reporting any timing problems or budget over-runs to Director of OCM
  • Support / lead development of QA program to ensure quality of work completed.
  • Prepare OCM test review reports and practical and value-added recommendations. Reports are to be presented in a factual, concise and well-organized manner and issued within departmental service standards.
  • Present / support presentation of observations and recommendations to business unit management; resolve contentious issues and reach agreement on appropriate solutions to risk management and operational efficiency issues.
  • Manage follow-up on open review issues until resolved
  Person Specification Key Skills: 
  • Self management and organisation skills
  • Work well under pressure and deliver results
  • Conduct investigations and analyse information
  • Project management skills
  • Understanding of risk management and audit methodologies
  • Strong communication skills  
  • Proven relationship management skills
 There are 2 positions available, one based in London and one in Swindon. Salary- £35,000- £65,000 + Bonus, pension, Health insurance, private medical cover (Family) + other flexible benefits
  • Georgina Smith
  • PxD11253
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