Compliance Legal jobs
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Jobs 1 - 10 of 102 Results
Underwriting Compliance Officer - LONDON, CITY
- City of London
- £Excellent + Package
We have a fantastic opportunity to join a successful risk management team within a large insurance company to assist the underwriting risk manager. You will be responsible for underwriting compliance across all lines of business to ensure compliance with group, legal and regulatory requirements. Duties to include but not limited to, managing the programme ...
Head of Compliance - Cards - EAST MIDLANDS
- Midlands
- £85000 per annum
Reporting into the Head of Cards, Head of Compliance - Cards you will be accountable for the implementation of all aspects of Compliance Policy within the UK Cards business of this Global Banking organisation. You will have primary responsibility and accountability for the management of legal & compliance risk within Cards and will be expected to ...
Financial Promotions Compliance Officer - SURREY
- Surrey
- £35000 per annum
A leading national Life Company is seeking to recruit a Financial Promotions Compliance Officer to join their Croydon based head office. You will have previous financial promotions compliance experience with a good understanding of the FSA rulebook. You will be at least part FPC/CFP qualified, be an excellent communicator and be seeking to develop a ...
Assistant Compliance Officer
- City of London
Our client, a prestigious Managing Agency have an opening for a compliance assistant to join their organisation. You will be fully conversant with all aspects of Compliance and fully familiar with all FSA Regulations. Previous insurance experience is essential for this interesting and progressive roleRef 0807-14...
Senior Compliance Advisor
- London
- Competitive
Our client is currently looking to hire an experienced senior compliance manager with extensive knowledge in derivative products and exposure in dealing with OTC derivatives. This is a dynamic organisation which will offer clear visibility in the team and organisation. Salary details available upon request....
Compliance Executive
- West End
- £50000 - £70000 per annum
Compliance Manager West End Up to £70,000 Our client are on of Europe's leading financial Institutions specialising in Corporate Finance,Investment Banking and Fund Management. They are currently recruiting for a compliance manager to join their team. DutiesMonitoring and Review of business activities undertaken by the ...
Senior Compliance Consultant - LONDON
- London
- £70000 per annum
Opportunity to join retail financial services division of regulatory specialists as senior consultant, investigating and identifying key risks in sales standards and financial advice across a variety of product areas including PPI, pension transfers, and mortgages and designing and implementing risk mitigation programmes. You will be discussing ...
Compliance Consultant-Investment Policy - LONDON
- City of London
- £55000 per annum
Opportunity to join specialist division of financial services retail risk regulatory consultants, developing policy proposals for key risk areas within the investment market. Role will focus on designing risk mitigation programmes, and working closely on resulting projects with technical, and marketing divisions. You should have knowledge and experience of ...
Compliance Analyst - LONDON
- London
- £40000 per annum
One of UK's leading wrap provider's is seeking to recruit a Compliance Analyst for the set up in London. Individuals must have previous experience of working in a Compliance department within an FSA regulated business. You will need practical knowledge and understanding of both the FSA Handbook of rules and guidance, and the UK legal and regulatory ...
Compliance Officer - LONDON
- City of London
- £40000 per annum
Opportunity to join UK operation of global financial services provider in a varied hands on compliance monitoring and adviser role. Reporting to the Business Compliance Manager, you will take responsibility for implementing and managing the company's compliance monitoring programme, assess and communicate the impact of regulatory developments on ...
